Skip to main content

Oracle Stock Valuation Part 1-Busines Model and Growth rate calculation

Oracle Business Model

(During the analysis, I will consistently quote my previous post for some general processes and definitions to reduce words in this post. )

The business model is about how a company generates revenue and earns profits, directly affecting three essential elements in finance and investment- how the company raises capital, generates growth, and returns to its stockholders. While Oracle is a technology company, I will try my best to use language that people with no technology background can understand to explain its business models.

Oracle designs, manufactures and sells software hardware and mainly offers enterprise application and data management services.

Enterprise application: Most organizations have different departments with different responsibilities, types of data, and work styles. The Enterprise application helps different people in the organization to work together to improve productivity and efficiency. For example, medical companies conduct clinical trials to test new medicines. They need to collect information about government requirements for different phases and ensure the information is current. Since there will be various requirements for different phases and different types of medicines, they will need an enterprise application called contract research organization (CRO) so that other departments in the company, such as finance and human resources, can plan investment, hiring, and training accordingly even if they know few about medical trials.

Data management: Collecting, keeping, and using data securely, efficiently, and cost-effectively. For example, banks collect millions of clients’ information. If companies don’t manage data well, they may encounter data breaches like what happened to TD Bank recently. If they don’t collect them effectively, the process can be costly. For example, some banks can only verify clients when they are physically in the branch. They will lose growth opportunities and competitive advantage if they don't use data efficiently. For example, better banks should be able to offer and propose products according to their background, spending style, and life goals. In contrast, offering  credit card/Financing to a client with 100 dollars left in the account at the end of every month wastes time and money. But many banks keep doing it.

After I understand Oracle’s business model, I think the growth rate of Oracle will depend on the growth rate of the whole market of enterprise systems, data management, and Oracle’s competitive advantage relative to peers. Since competitive advantage can transfer to high-profit margin((revenue-cost)/revenue) and increasing market share over time.

But while calculating Oracle’s growth rate in my next steps, I found that this is NOT Oracle’s REAL business model.

Growth rate estimate

For a general guide for growth rate calculation, please check the Fundamental Growth Rate Forecast in my previous post here.

From that guide, we can summarize that the growth rate depends on:

1.      How much capital the company reinvests into its company.

2.      How well the company generates returns from invested capital.

Reinvestment rate

The following formula consists of all items to be included in the reinvestment rate calculation.

You can easily understand Capex(Capital expenditure), and depreciation by your own research, and you can learn about NOWC from my post here.




So, the main items I will explain in this post are R&D expense (Research and Development expense), and acquisition.

R&D expenses, Amortization R&D expenses (research and development) are money the company spends today to generate growth for the future. For example, Apple invests money to design new versions of iPhone and Macbooks, Nvidia spends money to design more advanced chips for AI, and Facebook (Meta) improves its algorithm to analyse its users better. When the company spends money (for example, in 2022), it will expect a return after 3-10 years (based on different industries) rather than gain growth instantly this year. Therefore, recording them as operating expenses for the current year, as accountants do, will underestimate the company's current earnings.

To resolve accountants' inconsistency, we add back R&D to operating income first then spread the R&D expense into several years and calculate accumulative amortization. This process is called capitalization in Finance.

For example, if we estimate it takes three years for the company to generate a return from its R&D, it spent $3000 million in R&D in 2022. We will record $1000 million amortization for 2023,2024, and 2025 separately. However, remember that if you have R&D in previous years, you must also amortize. So, if there is $1800 million in R&D in 2021, you will amortize $600 in 2022,2023,2024 separately.

Figure 1

Oracle R&D converter for 2014






Figure 2

Oracle R&D capitalization


Note. Capitalization process for Oracle 2014 R&D. Adapted from "New York University Stern School of Business R&D capitalized".

Figure 3 below shows the effects of the R&D adjustment. You may find several items you may need help understanding now. I will cover them later when calculating the ROIC (return on invested capital).

Figure 3

Effects on R&D Amortization







Acquisition. Acquisition refers to the process in which an Acquirer company buys out another Target company. According to multiple sources such as Harvard Business Review and McKinsey, around 50-70% of M&A deal end up losing money for the acquirer company. There are several reasons, but one of the main reasons is that M&A deals are usually advised by investment banks such as JP Morgan, Goldman Sachs, and Morgan Stanley. They receive advising fees proportionately to the deal size. In other words, acquisitions are like Under Armour asking Golden States how much they think they should pay for Stephen Curry to wear their shoes, like Taylor Swift fan (while I am not) asking a Facebook seller how much they believe their concert tickets are worth like a high school graduate asks Ohio State University campus tour guide how much tuition fee they think worth attending the school. The answers are simple. They will want to give you as high a number as possible as long as they can self-justify it. So, it is crucial to take acquisitions into account in the valuation. In addition, if your company has a habit of making acquisitions, you may need to estimate how much money they will burn for future acquisitions.

Oracle Acquisitions

            I first collected information from the 10k annual report about acquisitions, and I got the Total reinvestment based on financial statements. (Not include the “Acquisition calculated and disclosed” column).

Figure 4

Oracle Reinvestment





Then, I calculated the reinvestment rate by dividing last year's operating income by the total reinvestment next year.


            Then I multiplied the reinvestment rate by ROC (return on capital), which I will cover later, I got the following growth rate.

Figure 5

Oracle ROC.

(Will explain process later)


Figure 6

Fundamental Growth rate


Figure 7

Operating income growth rate


            If you check Figure 4,5,6,7, you will find that while Oracle’s ROC (return on capital) is comparatively stable, the growth rate goes up and down dramatically. So, Oracle’s growth rate mainly depends on its reinvestment rate.

More interestingly, you can tell that the reinvestment rate and growth rate will jump whenever the company has a significant acquisition. And they are flat whenever the company has few acquisitions.

Note: You will find that the growth rate I calculated and the operating income growth rate are mismatched for years 2017 and 2018. These are purely due to the way accountants record data at different times. Please check this Link for more information.

            *** From this information, I can make the judgment that Oracle is a company that mainly grows with acquisitions regardless of how it will or may advertise its technology or strategies. My further research shows that Oracle has about 127 acquisitions since 2004 and didn’t disclose over 70. I first contacted Oracle investor relations, showed them that I am an Oracle stockholder, and requested them to disclose the cost of those acquisitions with the expectation that they would NOT tell me. Oracle has never replied to my email while I have been valuing each undisclosed acquisition. I will not cover the valuation process, but in this link, I give three examples of how to value a private business when you don’t have enough information or know little about the company.

            After estimating all undisclosed-cost M&A, I calculated adjusted reinvestment with the Acquisition calculated and disclosed column in Figure 4 and got the adjusted reinvestment rate.

Figure 8


Action

            Now, valuing Oracle stocks is distilled into an estimate of how much money the company will invest in acquisition in the future and how much return it will generate from acquisition for how long. In other words, I will set times in which:

1.      -Oracle spends similar amounts of money on acquisition and gets similar or higher returns.

2.     - Oracle’s return on acquisitions starts to decrease, but it still spends similar amounts of money.

3.     - Oracle’s management team finally realizes that they cannot generate the same return as before and decides to decrease investment in acquisitions.

The second step is necessary because, just like when people are aging, the management team's first reaction when their return starts to decrease is to refuse the fact. Then, they will keep doing the same things and expect different results. But until a point at a time, they will have to admit and scale back the investment.

            I will explain how we quantify that process when we forecast future reinvestment in the Future cash flow calculation, but now let us do the second part of the growth rate calculation.

Return on Capital

Part 1

Invested Capital

We calculate how much the company invested in its capital to calculate the return on capital later. The invested capital includes the following:

Interest-bear debt

While accountants reported various liabilities, the company only spent money on interest-bear debt. Many so-called liabilities are only for accountants' convenience while do not cost the company's capital.

For example, the account payable occurs when the company has received raw materials or services from suppliers but has yet to pay the supplier. We will not include them since the company does not bear any interest for them. We will consider these raw materials as the cost of goods sold when calculating operating income.

Accountants also reported "Other" current liabilities and "Other "non-current liabilities, the word that they always favor but always get other people confused about. After reading through the 10k, I found that page 80 mentioned that those are operating leases. An operating lease is a contract for a company to use an asset but not own it. For example, if the company leases a building for manufacturing. So, even if the accountants do not categorize them as debt, we still need to take it into account.

Shareholder equity less cash

These are capital invested either by the company owner or its stockholders. We subtract the equity from cash since the cash is on balance rather than invested in the project.

We observe Oracle's 10k and find that the company has had negative equity for 2022. Some companies, especially young ones, have negative equity because they lose money. For those companies, you will need to estimate when they can turn to positive earnings. But that's not the case with Oracle. Some companies have positive earnings, but the accountant equity number is negative since they purchase more stock than their earnings.

Figure 9

Oracle statement of stockholders' equity 2020-2022



The column "Total Oracle Corporation Stockholders' (Deficit) Equity" shows that the company has a similar amount of stock dividend, compensation, and repurchase. So, the generous stock repurchases should not be the reason for Oracle's negative equity.

Then, I find that reported net income in 2022 decreases by almost 50% compared to 2021 and 2020.

Figure 10


**From the company's income statement, we can find that the sudden drop in net income is due to the 4.7 billion dollars in "acquisition-related and other" costs.

Reading through the 10k, I found on p106 10k that the 4.7 billion is the company's litigation cost after losing a legal complaint to Hewlett Packard Enterprise Company (HP). The cost is a one-time cost, and we should not punish the company's long-term growth with that.

Therefore, we will add that to the total equity for 2022. We will also add back this to operating income when calculating the company's profit margins.

R&D (research and development expense)

            R&D is obviously the long-term investment that I have explained above.

With this information, we can get the Adjusted Capital Value in Figure 3.

But we still have one important item to include…

Operating Leases

            You can check the general definition of operating leases in my previous post here by searching the term in the center.

            Usually, accountants will record operating lease expenses as one of the operating expenses in the income statement to reduce tax. But I didn’t find such an item on Oracle's income statement. I thought Oracle accountants may have more common sense and ethics and record them as liabilities only. However, the following text on page 77 of the Oracle 2023 annual report shows that the accountants just mingle the leasing expense with the operating expenses.




            While I need to include operating lease liabilities in the invested capital anyway, these accountant actions make us add back operating leasing expense to the operating income (EBIT) when calculating reinvestment profit margin so that growth rate.

             In addition, while the accountants said that the other short-term operating lease liabilities are included in the “Other Current Liabilities,” and the long-term operating lease liabilities are included in the “Non-Current Liabilities” in the consolidated balance sheet, those numbers are accounting book value rather than market. So, we must calculate the present value of future lease liabilities yearly. For example, I need to check all future operating lease liabilities on the Oracle 2019 annual report, discount them with Oracle’s cost of debt in 2019, and add the result to the invested capital for 2019. And I did the process for every year from 2014-2023 to calculate each year's invested capital.

            You can find the calculation guide in my previous post here by searching “Market Value of Leases Calculationand " Cost of Debt Calculation. You can check here to learn about how I calculated the cost of debt for Oracle and the present value of lease liabilities. Figure 11 shows adjusted invested capital for 2023, including:

Interest-bear debt

Equity

R&D

Operating Leases

Figure 11



You can download the format to calculate ROC from NYU stern school from here.

Part 2

Operating Income

-Add back non-repeated/one-time large expenses.

-Adjust the R&D expenses based on the process in the R&D expense and Amortization, as I explained above.

I added back operating lease expense since I have explained here that operating leases are debt. We will include that in the invested capital and the company’s total debt, while subtracting after we calculate the company’s free cash flow.

As a result, I calculated the adjusted EBIT(Operating income) in Figure 12.

Figure 12





Figure 13 shows the ROC based on accountants' reported operating income without adjusting leasing and R&D expenses, while Figure 14 shows the ROC based on adjusted operating income.

Figure 13



Figure 14




Conclusion:

            Return on capital and reinvestment are the essence of the company's growth rate, and that’s fundamentally why the company grows and why we, equity investors, may have capital gains through stock price increases or dividends.

            I attached Figures 7 and 8 again to compare with Figure 14 to show that Oracle’s growth is mainly driven by its acquisitions. So, estimating Oracle’s growth requires us to forecast the size of the company’s future acquisitions and return on its acquisition.

            I will explain how I will estimate it in my next post.






A little more…

            Some companies can scale up their growth. For example, a company may generate 10% ROC last year but 12%, 15%, 18%, and 20% for the next five years. If you find the company you value has such performance, you can use the next ROC/Last year's ROC -1 to calculate the Efficient Growth Rate. In other words, even if your company spends similar reinvestment, it may still have higher growth rates over time. But you also need to estimate when they cannot sustain that efficient growth rate.

            I don’t think we should use the efficient growth rate for Oracle. As you can see below, the efficient growth rate is unstable and mainly driven by acquisition. In addition, Oracle’s reinvestment rate is also unstable and operated by the size of the acquisition. We must estimate an average growth acquisition size and reinvestment rate rather than last year’s number. The company just acquired Center for USD 28 billion, making the 2023 reinvestment over 200%. Using that reinvestment rate will explode your growth rate and give an over-optimistic number.

            So, how do we value the company’s future growth rate while it relies on M&A to grow? Please check my next post here.

Figure 15




Comments

Popular posts from this blog

Costco Stock Valuation Part 2-Growth rate, stock compensations, and Free Cash Flow

Note: I found that I made a serious mistake in estimating the cost of equity in my this valuation; Please check this Link  while reading the free cash flow part. Growth rate forecast The growth rate is among the most challenging number to calculate financial valuation. Because you always have something to base on when calculating the company’s debt, option value, cost of debt, and capital. In contrast, the growth rate is most related to the future. In addition, some startups or losing money companies do not even have historical rates. But I always estimate the growth rate first before I calculate the cost of capital for two reasons: 1. I like to finish hard work first. 2. The cost of capital can keep changing as the debt balance, stock price, and market risk premium change while you estimate the growth rate for the long term. If you value the cost of capital first, chances are you have to recalculate after you took a while to calculate the growth rate. Investment...

General Electric stock valuation

Disclaimer: The page number of the 10k page is based on the PDF page number after I downloaded the 10k from SEC. The company's 10k does not include the page number on each page except at the beginning of the report. Therefore, the page number I quoted may not be identical for readers. Business model The company currently has four business segments: GE Aerospace : This sector produces commercial and military aircraft engines, engine components, aircraft systems, and aftermarket services. GE Healthcare(GEHC): This sector designs, develops, and manufactures medical products and devices for diagnosis, imaging, and ultrasound; it also offers patient care solutions, including consulting, handling devices, and software and digital solutions. While GE spun off this sector in January 2023, it still owns 13.15% of GEHC. Valuing GEHC is necessary to value GE's total operating assets and equity. I can also have the opportunity to invest in GEHC if it is undervalued. GE Power: This sector m...

Costco Stock Valuation Part 1-Business model & Cost of Capital

Note: I found that I made a serious mistake in estimating the cost of equity in this valuation; Please check this Link  while reading the cost of equity and cash flow part.   Words for Readers This analysis is meant to teach those with NO investment experience or those who have attended business school but only know how to price a company rather than value a company. If you are interested in learning investment from this analysis, I recommend you pick a company and value at the same time while reading this paper. It took me several days to learn most of the knowledge I used in this paper, but it took several months when I valued the first company (My first valuation is AMD, not for this one, though). Not until you started did you realize that you always have things to figure out. Along the analysis, I will try my best to explain any financial terms you may have never heard of. If you feel confused, please be patient and follow my path. If you still cannot understand some ter...